69W-800.001: Filing - Notification Registration Including Shelf Filings
PURPOSE AND EFFECT: Rule 69W-800.001, F.A.C., is recommended for amendment to change the word “telegraphic” in subsection (4) to “electronic” to reflect other forms of electronic delivery.
SUMMARY: Rule 69W-800.001, F.A.C., is recommended for amendment to change the word “telegraphic” in subsection (4) to “electronic” to reflect other forms of electronic delivery.
SUMMARY OF STATEMENT OF ESTIMATED REGULATORY COSTS AND LEGISLATIVE RATIFICATION:
The Agency has determined that this will not have an adverse impact on small business or likely increase directly or indirectly regulatory costs in excess of $200,000 in the aggregate within one year after the implementation of the rule. A SERC has not been prepared by the agency.
The Agency has determined that the proposed rule is not expected to require legislative ratification based on the statement of estimated regulatory costs or if no SERC is required, the information expressly relied upon and described herein: 1) No requirement for a SERC was triggered under Section 120.541(1); and 2) The amendments will not exceed any one of the economic analysis criteria in a SERC, as set forth in Section 120.541(2)(a), F.S.
Any person who wishes to provide information regarding a statement of estimated regulatory costs, or provide a proposal for a lower cost regulatory alternative must do so in writing within 21 days of this notice.
RULEMAKING AUTHORITY: 517.03(1) FS.
LAW IMPLEMENTED: 517.082 FS.
IF REQUESTED WITHIN 21 DAYS OF THE DATE OF THIS NOTICE, A HEARING WILL BE SCHEDULED AND ANNOUNCED IN THE FAW.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE IS: John Kim, Assistant General Counsel, (850)410-9781, john.kim@flofr.com
THE FULL TEXT OF THE PROPOSED RULE IS:
69W-800.001 Filing – Notification Registration Including Shelf Filings.
(1) through (3) No change.
(4) Electronic Telegraphic notification of effective registration with the SEC shall be filed within ten (10) business days from the date federal registration is granted if such registration was pending with the SEC at the time the notification application was filed.
(5) through (6) No change.
Rulemaking Authority 517.03(1) FS. Law Implemented 517.082 FS. History–New 10-15-86, Amended 12-8-87, 7-31-91, 10-1-96, 10-20-97, Formerly 3E-800.001, Amended 11-22-10,_________.