61G15-19.004: Disciplinary Guidelines; Range of Penalties; Aggravating and Mitigating Circumstances
PURPOSE AND EFFECT: Purpose and effect is to amend the rule to include disciplinary guidelines for all the violations.
SUMMARY: The rule is amended to include disciplinary guidelines for all the violations.
SUMMARY OF STATEMENT OF ESTIMATED REGULATORY COSTS: The Board determined the proposed rule will not have an impact on small business. No Statement of Estimated Regulatory Cost was prepared.
Any person who wishes to provide information regarding a statement of estimated regulatory costs, or provide a proposal for a lower cost regulatory alternative must do so in writing within 21 days of this notice.
SPECIFIC AUTHORITY: 455.227, 471.008, 471.031, 471.033 FS.
LAW IMPLEMENTED: 455.227, 471.031, 471.033 FS.
IF REQUESTED WITHIN 21 DAYS OF THE DATE OF THIS NOTICE, A HEARING WILL BE SCHEDULED AND ANNOUNCED IN FAW.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE IS: Carrie Flynn, Executive Director, Board of Professional Engineers, 2507 Callaway Road, Suite 200, Tallahassee, Florida 32301
THE FULL TEXT OF THE PROPOSED RULE IS:
61G15-19.004 Disciplinary Guidelines; Range of Penalties; Aggravating and Mitigating Circumstances.
(1) No change.
(2) The following disciplinary guidelines shall be followed by the Board in imposing disciplinary penalties upon licensees for violation of the below mentioned statutes and rules:
VIOLATION |
PENALTY RANGE | |
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FIRST VIOLATION |
SECOND AND SUBSEQUENT VIOLATIONS |
(a) Violating any provision of Section 455.227(1), 471.025 or 471.031, F.S., or any other provision of Chapter 471, F.S., or rule of the Board or Department (Sections 471.033(1)(a) and 455.227(1)(b), (q), F.S) |
Reprimand and $1,000 fine, to One (1) year suspension, two (2) years probation and $5,000 fine
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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1. Failure to sign, seal or date documents (Section 471.025(1), F.S.) |
Reprimand to one (1) year probation
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Reprimand and one (1) year probation to Revocation
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2. Sealing any document after license has expired or been revoked or suspended, or failure to surrender seal if the license has been revoked or suspended (Section 471.025(2), F.S.) |
No change No change |
Suspended license: Revocation and $5,000 fine Revoked license: Referral to State’s Attorney’s office |
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3. Signing or sealing any document that depicts work the licensee is not licensed to perform or which is beyond his or her profession or specialty therein or practicing or offering to practice beyond the scope permitted by law or accepting and performing responsibilities the licensee is not competent to perform (Sections 471.025(3), 455.227(1)(o), F.S., paragraphs 61G15-19.001(6)(c), (d), F.A.C.) |
Reprimand, one (1) year probation and $1,000 fine; to $5,000 fine, one (1) year suspension and two (2) years probation
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Reprimand, $5,000 fine, one (1) year suspension and two (2) years probation to Revocation
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4. Firm practicing without certificate of authorization (Section 471.023, F.S. and subsection 61G15-19.001(3), F.A.C.) |
Reprimand, $1,000 fine to one (1) year suspension and $5,000 fine
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Reprimand, one (1) year suspension and $5,000 fine to Revocation
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5. Failure to complete continuing education (Section 471.017(3), F.S. and Rule 61G15-22.001, F.A.C.) |
Reprimand and $1,000 fine, to Suspend until licensee demonstrates compliance
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Suspend until licensee demonstrates compliance to Revocation
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6. Practicing engineering without a license or using a name or title tending to indicate that such person holds an active license as an engineer (Sections 471.031(1)(a), (b), F.S.) |
$1,000 fine to $5,000 fine
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$5,000 fine to $10,000 fine to referral to State Attorney’s Office
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7. Presenting as his or her own the license of another (Section 471.031(1)(c), F.S.) |
$1000 fine to $5,000 fine
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$5,000 fine to $10,000 fine and referral to State Attorney’s Office
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8. Giving false or forged evidence to the Board or concealing information relative to violations of this chapter (Sections 471.031(1)(d), (g), F.S.) |
$1,000 fine to $5,000 fine and suspension
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Reprimand and $5,000 fine to Revocation
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9. Employing unlicensed persons to practice engineering or aiding, assisting, procuring, employing unlicensed practice or practice contrary to Chapter 455 or 471, F.S. (Sections 471.031(1)(f) and 455.227(1)(j), F.S.) |
$1,000 fine and reprimand; to $5,000 fine and suspension
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Reprimand and $5,000 fine to Revocation
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10. Having been found liable for knowingly filing a false complaint against another licensee (Section 455.227(1)(g), F.S.) |
$1,000 fine and reprimand; to $5,000 per count and suspension
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Reprimand and $5,000 fine to Revocation
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11. Failing to report a person in violation of Chapter 455, Chapter 471, F.S., or the rules of the Board or the Department (Section 455.227(1)(i), F.S.) |
Reprimand to $5,000 fine and suspension for one (1) year
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Reprimand and $5,000 fine to Revocation
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12. Failing to perform any statutory or legal obligation (Section 455.227(1)(k), F.S.) |
Reprimand to Revocation
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Reprimand to Revocation
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13. Exercising influence on a client for financial gain (Section 455.227(1)(n), F.S.) |
Reprimand to one (1) year suspension and $5,000 fine
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Reprimand and $5,000 fine to Revocation
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14. Improper delegation of professional responsibilities (Section 455.227(1)(p), F.S.) |
$1,000 fine and probation for one (1) year, to suspension
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Reprimand and $5,000 fine to Revocation
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15. Improperly interfering with an investigation or inspection or disciplinary proceeding (Section 455.227(1)(r), F.S.) |
$1,000 fine and probation for one (1) year; to suspension
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Reprimand and $5,000 fine to Revocation
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(b) Attempting to procure a license by bribery, fraudulent misrepresentation, or error of the Board or Department (Sections 471.033(1)(b) and 455.227(1)(h), F.S.) |
One (1) years suspension and $1,000 fine, to Revocation if licensed; if not licensed, denial of license and referral to State Attorney
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Revocation and $5,000 fine if licensed; if not licensed, denial of license and referral to State Attorney |
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(c) Having a license to practice engineering acted against or denied by another jurisdiction (Sections 471.033(1)(c) and 455.227(1)(f), F.S.) |
Same penalty as imposed in other jurisdiction or as close as possible to penalties set forth in Florida Statutes
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Same penalty as imposed in other jurisdiction or as close as possible to penalties set forth in Florida Statutes |
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(d)1. Being convicted or found guilty of, or entering a plea of nolo contendere to a crime which relates to the practice or ability to practice (Sections 471.033(1)(d) and 455.227(1)(c), F.S.) |
Reprimand $1,000 fine, and one (1) year probation, to Revocation
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One (1) year suspension with 2 years probation to Revocation
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2. Conviction of crime related to building code inspection or plans examination (paragraph 61G15-19.001(7)(a), F.A.C.) |
Reprimand $1,000 fine, and one (1) year probation
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One (1) year suspension with 2 years probation to Revocation
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(e) Knowingly making or filing a false report or record, failing to file a report or record required by law, impeding or obstructing such filing (Sections 471.033(1)(e), 455.227(1)(l), F.S. and paragraph 61G15-19.001(7)(c), F.A.C.) |
Reprimand and $1,000 fine to one (1) year suspension, two (2) years probation
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One (1) year suspension, 2 years probation, and $1,000 fine, to Revocation and $5,000 fine
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(f) Fraudulent, false, deceptive or misleading advertising (Sections 471.033(1)(f), F.S. and subsection 61G15-19.001(2), F.A.C.) |
Reprimand to one (1) year probation and $5,000 fine
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One (1) year probation and $5,000 fine to Revocation
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(g) Fraud, deceit, negligence, incompetence or misconduct (Sections 471.033(1)(g) and 455.227(1)(a), (m), F.S.) |
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1. Fraud or deceit |
Reprimand, two (2) years probation and $1,000 fine, to one (1) years suspension and $5,000 fine
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One (1) year suspension and $5,000 fine to Revocation
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2.a. Negligence (subsection 61G15-19.001(4), F.A.C.) |
Reprimand, two (2) years probation and $1,000 fine, to $5,000 fine, five (5) year suspension and ten (10) years probation
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Two (2) years probation and $1,000 fine, to $5,000 fine and Revocation
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b. As a special inspector |
Reprimand, two (2) years probation and $1,000 fine, to $5,000 fine
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Two (2) years probation and $1,000 fine, to $5,000 fine and Revocation
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3. Incompetence (subsection 61G15-19.001(5), F.A.C.) |
Two (2) year probation to Suspension until ability to practice proved followed by two (2) year probation
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Suspension until ability to practice proved followed by two (2) year probation, to Revocation |
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4. Misconduct (subsection 61G15-19.001(6), F.A.C.) |
Reprimand and $1,000 fine to one (1) year suspension
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One (1) year suspension to Revocation and $5,000 fine
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a. Expressing an opinion publicly on an engineering subject without being informed as to the facts and being competent to form a sound opinion (paragraph 61G15-19.001(6)(a), F.A.C.) |
Reprimand and $1,000 fine to one (1) year suspension
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One (1) year suspension to Revocation and $5,000 fine
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b. Being untruthful, deceptive or misleading in any professional report, statement or testimony or omitting relevant and pertinent information from such report, statement or testimony when the result or such omission would or reasonably could lead to a fallacious conclusion (paragraph 61G15-19.001(6)(b), F.A.C.) |
Reprimand and $1,000 fine to one (1) year suspension
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One (1) year suspension to Revocation and $5,000 fine
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c. Offering directly or indirectly any bribe or commission or tendering any gift to obtain selection or preferment for engineering employment other than the payment of the usual commission for securing salaried positions through licensed employment agencies (paragraph 61G15-19.001(6)(e), F.A.C.) |
Reprimand, $5,000 fine per count and suspension for five (5) years, to Revocation
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Five (5) years suspension to Revocation
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d. Soliciting or accepting gratuities without client knowledge (paragraphs 61G15-19.001(6)(g), (h), F.A.C.) |
Reprimand, one (1) year probation and $1,000 fine, to one (1) year suspension, two (2) years probation and $5,000 fine
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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e. Failure to preserve client’s confidence (paragraph 61G15-19.001(6)(r), F.A.C.) |
Reprimand, one (1) year probation and $1,000 fine, to one (1) year suspension, two (2) years probation (if pecuniary benefit accrues to engineer)
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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f. Professional judgment overruled by unqualified person (paragraph 61G15-19.001(6)(i), F.A.C.) |
Reprimand, one (1) year probation and $1,000 fine, to one (1) year suspension, two (2) years probation and $5,000 fine
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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g. Use of name/firm in fraudulent venture (paragraph 61G15-19.001(6)(k), F.A.C.) |
Reprimand, one (1) year probation and $1,000 fine, to $5,000 fine, one (1) year suspension and two (2) years probation
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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h. Undisclosed conflict of interest (paragraphs 61G15-19.001(6)(f), (p), F.A.C.) |
Reprimand, $1,000 fine and two (2) years probation, to Revocation and $5,000 fine
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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(h) Violating any provision of Chapter 455, F.S. (Sections 471.033(1)(h) and 455.227(1)(q), F.S.) |
Reprimand and $1,000 fine per count, to $5,000 fine and revocation
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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(i) Practicing on a revoked, suspended, inactive or delinquent license (Sections 471.033(1)(i) and 471.031(1)(e), F.S.) |
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1. Delinquent license |
Fine based on length of time in practice while inactive; $100/month or $1,000 maximum, renewal of license or cease practice
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2. Inactive license |
Fine based on length of time in practice while inactive; $100/month or $1,000 maximum, renewal of license or cease practice
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3. Suspended license |
Revocation and $1,000 fine
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4. Revoked license |
Referral to State Attorney
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Referral to State Attorney |
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(j) Affixing or permitting to be affixed his or her seal, name, or digital signature to any documents that were not prepared by him or her or under his or her responsible supervision, direction or control (Section 471.033(1)(j), F.S. and paragraphs 61G15-19.001(6)(j), (q), F.A.C.) |
Reprimand, one (1) year probation and $1,000 fine, to $5,000 fine, one (1) year suspension and two (2) years probation
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One (1) year suspension, two (2) years probation and $5,000 fine to Revocation
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(k) Violating any order of the board or department (Sections 471.033(1)(k), 455.227(1)(q), F.S. and paragraph 61G15-19.001(6)(o), F.A.C.) |
Suspension until compliant with the order of the Board and $1,000 fine, to Revocation and $5,000 fine
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Suspension until compliant with the order of the Board and $1,000 fine, to Revocation and $5,000 fine
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(l) Aiding, assisting, procuring, employing unlicensed practice or practice contrary to Chapter 455 or 471, F.S. (Section 455.227(1)(j), F.S.) |
$1,000 fine and probation for one (1) year, to $5,000 fine and suspension
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Reprimand and $5,000 fine to Revocation
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(3) No change.
Specific Authority 455.227, 471.008, 471.031, 471.033 FS. Law Implemented 455.227, 471.031, 471.033 FS. History–New 1-7-87, Formerly 21H-19.004, Amended 11-27-94, 5-22-01, 11-15-01, 5-20-02, 11-21-06,________.