Notice of Variances and Waivers

DEPARTMENT OF FINANCIAL SERVICES
Securities
Rule No.: RULE TITLE
69W-600.0021: Effect of Law Enforcement Records on Applications for Registration as Associated Persons
NOTICE IS HEREBY GIVEN that on August 31, 2010, the Florida Office of Financial Regulation, received a petition for a variance or waiver.
Petitioner’s Name: Mickey P. McLellan
Rule No.: 69W-600.0021, F.A.C.
Nature of the rule for which variance or waiver is sought: The rule relates to the effect of law enforcement records on applications for registration as associated persons. The petitioner seeks a variance from or waiver of the rule on the basis that the rule imposes a substantial hardship on and is unfair to the petitioner.
A copy of the Petition for Variance or Waiver may be obtained by contacting: Mary Howell, Agency Clerk, Office of Financial Regulation, Legal Services Office, 200 East Gaines Street, The Fletcher Building, Suite 526 Tallahassee, Florida 32399-0379, (850)410-9896. The petition is also available on the agency’s website at www.flofr.com.
Any interested person or other agency may submit written comments within 14 days after the publication of this notice. To be considered, such comments must be received on or before 5:00 p.m. (Eastern Daylight Time), on the 14th day after publication by: Mary Howell, Agency Clerk, Office of Financial Regulation, Legal Services Office, 200 East Gaines Street, The Fletcher Building, Suite 526 Tallahassee, Florida 32399-0379.