Notice of Change/Withdrawal

DEPARTMENT OF FINANCIAL SERVICES
Securities
Rule No.: RULE TITLE
69W-301.002: Processing of Applications
NOTICE OF CHANGE
Notice is hereby given that the following changes have been made to the proposed rule in accordance with subparagraph 120.54(3)(d)1., F.S., published in Vol. 36 No. 33, August 20, 2010 issue of the Florida Administrative Weekly.

The rule has been changed to address comments from the staff of the Joint Administrative Procedures Committee. The changes include the following:

1) Paragraph 69W-301.002(2)(c) has been amended to strike the word “may”.

2) Form OFR-S-1-91 has been revised to correct cross references, clarify the information that is requested under Exhibit 11, and replace general references to Commission rules with specific citations.

3) Form OFR-S-7-91 has been revised to replace general references to Commission rules with specific citations.

4) Form OFR-S-3-91 has been revised to remove the requirement that the applicant must sign the form before a notary. This requirement has been replaced with a general statement indicating that the applicant has read the application and represents that the facts stated in it are true.

5) Form OFR-S-12-97 has been revised to correct a cross reference.

6) Form CUBA has been revised to remove the sentence that provides that failure to timely provide information may result in a civil action against the issuer.