26342501, 69W-200.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 26342501

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

DEFINITIONS

Overview

RULE:

69W-200.001	Definitions
69W-200.002	General Industry Standards Incorporated by Reference

PURPOSE:

The purpose and effect is to amend the existing rules to incorporate by reference the current versions of general industry standards and update cross-references and to clarify the definition of “associated person” as it relates to the SEC’s cash solicitation rule.

SUMMARY:

The proposed amended rules amend the existing rules to incorporate by reference the current versions of general industry standards and update cross-references and clarify the definition of “associated person” as it relates to the SEC’s cash solicitation rule.

RULEMAKING AUTHORITY:

517.03, 517.1215, 517.1217 FS.

LAW:

517.07, 517.12, 517.021, 517.051, 517.061, 517.081, 517.1215, 517.1217, 517.161 FS.

PRINT PUBLISH DATE:

9/30/2022 Vol. 48/191

COMMENTS:

From 9/30/2022 To 10/21/2022 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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