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| FAR Issue Vol. 39/No. 137 | Section I | |
| Issue Date: July 16, 2013 | ||
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| Total number of notices in Section I: 5 |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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This rule sets the fee for intern and resident registration renewal as permitted by Section 468.803(3) F.S. | 13237607 |
7/16/2013 Vol. 39/137 |
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The proposed rule amendment updates the Office of Financial Regulation's (Office) disciplinary guidelines for Ch. 517, F.S., to specify sanctions for certain branch offices conducting securities transactions who fail to .... | 13239062 |
7/16/2013 Vol. 39/137 |
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The proposed rule amendments amend 11 rules regarding the registration of dealers, investment advisers, and associated persons, generally to reflect statutory changes as a result of Chapters 2013-201 and 2013-202, Laws of .... | 13238965 |
7/16/2013 Vol. 39/137 |
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The proposed rule amendment updates procedures in the processing of applications to reflect statutory changes as a result of Chapters 2013-201 and 2013-202, Laws of Florida. The proposed amendment: 1) strikes a fingerprint .... | 13238286 |
7/16/2013 Vol. 39/137 |
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The proposed rule amendment updates a definition to reflect statutory changes in the requirements of certain branch offices conducting securities transactions to notice file with the Office of Financial Regulation rather .... | 13237898 |
7/16/2013 Vol. 39/137 |
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