 |
|
|
| FAR Issue Vol. 41/No. 19 | Section II | |
| Issue Date: January 29, 2015 | ||
|
| Total number of notices in Section II: 13 |
| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
|
The Agency proposes to amend Rule 59A-35.060, Florida Administrative Code to update the Home for Special Services application form incorporated by reference, update the website where application forms can be obtained and .... | 15603631 |
1/29/2015 Vol. 41/19 |
|
|
|
The Agency is proposing to amend the rules governing Registration Requirements for Homemaker, Companion and Sitter Agencies to update forms incorporated by reference and remove duplicative language found in Chapter 408, .... | 15600818 |
1/29/2015 Vol. 41/19 |
|
|
|
Section 1013.12, F.S., requires the State Fire Marshal, in coordination with the Department of Education, to adopt rules prescribing firesafety standards and requirements for educational facilities. Currently two rule chapters .... | 15600721 |
1/29/2015 Vol. 41/19 |
|
|
|
The proposed changes make conforming changes to the proposed repeal and adoption of certain rules described below. In addition, the changes adopt disciplinary guidelines for violations of sections of the Investment Advisers .... | 15578605 |
1/29/2015 Vol. 41/19 |
|
|
|
The purpose and effect of these proposed amendments are to increase accountability and protection of client funds and securities in the event they are inadvertently held or obtained by the investment adviser. | 15578508 |
1/29/2015 Vol. 41/19 |
|
|
|
The Office proposes to amend this rule to conform it more closely with the NASAA model rule. The purpose and effect of these changes are for more logical organization, clarifying certain provisions, adding a requirement .... | 15578217 |
1/29/2015 Vol. 41/19 |
|
|
|
The Office proposes to amend rule 69W-600.0131 to add new prohibited business practices for investment advisers and associated persons: 1) violations of SEC Rule 204-1 (to be incorporated in 69W-200.002) which requires, .... | 15564831 |
1/29/2015 Vol. 41/19 |
|
|
|
The Office proposes to replace current financial reporting rules 69W-300.002 and 69W-600.015 and current net capital rule 69W-600.016 with new consolidated net capital/financial reporting rules 69W-600.0151 and 69W-600.0161 .... | 15564540 |
1/29/2015 Vol. 41/19 |
|
|
|
The Office proposes to repeal current financial reporting rules 69W-300.002 and 69W-600.015 and net capital rule 69W-600.016, to be replaced by proposed new consolidated net capital/financial reporting rules in 69W-600.0151 .... | 15564443 |
1/29/2015 Vol. 41/19 |
|
|
|
This rule is proposed to be amended to change a cross-reference to current 69W-300.002 to proposed new rule 69W-600.0151, a consolidated financial reporting and net capital rule for dealers and issuer-dealers. | 15563473 |
1/29/2015 Vol. 41/19 |
|
|
|
The purpose and effect of these proposed amendments is to update cross-references and re-organize provisions relating to financial reporting and net capital requirements for issuer-dealers under s. 517.051(9), F.S. References .... | 15563279 |
1/29/2015 Vol. 41/19 |
|
|
|
The Office proposes to repeal current financial reporting rules 69W-300.002 and 69W-600.015 and net capital rule 69W-600.016, to be replaced by proposed new consolidated net capital/financial reporting rules in 69W-600.0151 .... | 15563182 |
1/29/2015 Vol. 41/19 |
|
|
|
This rule is proposed to be amended to incorporate one new material by reference, SEC Rule 204-1 (17 C.F.R. 275.204-1), to be referenced in Rule 69W-600.0131, F.A.C. The effect of this incorporation is to require state .... | 15562891 |
1/29/2015 Vol. 41/19 |
|