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FAR Issue Vol. 41/No. 44 | Section III | |
Issue Date: March 5, 2015 | ||
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Total number of notices in Section III: 6 |
Notice / Adopted |
Description | ID | Publish Date |
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Supervision and Training of Registered Trainee Appraisers | 15743990 |
3/5/2015 Vol. 41/44 |
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Disciplinary Guidelines | 15710137 |
3/5/2015 Vol. 41/44 |
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Net Capital and Financial Reporting Requirements for Dealers and Issuer/Dealers, Net Capital and Financial Reporting Requirements for Investment Advisers | 15707518 |
3/5/2015 Vol. 41/44 |
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General Industry Standards Incorporated by Reference | 15706354 |
3/5/2015 Vol. 41/44 |
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Custody Requirements for Investment Advisers | 15706257 |
3/5/2015 Vol. 41/44 |
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Registration of Issuer Under Section 517.061(11), F.S., as Dealer | 15706160 |
3/5/2015 Vol. 41/44 |