 |
|
|
| FAR Issue Vol. 46/No. 173 | Section I | |
| Issue Date: September 3, 2020 | ||
|
| Total number of notices in Section I: 2 |
| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
|
The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms and other materials incorporated by reference, to make a violation of SEC Rule 17a-14 (17 C.F.R. ยง240.17a-14) .... | 23611078 |
9/3/2020 Vol. 46/173 |
|
|
|
The purpose and effect is to amend the existing rule to grant an applicant for registration of securities an additional 30 days to submit requested information and to allow the Office to abandon an application if an applicant .... | 23610787 |
9/3/2020 Vol. 46/173 |
|