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| FAR Issue Vol. 52/No. 182 | Section I | |
| Issue Date: September 18, 2026 | ||
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| Total number of notices in Section I: 3 |
| Notice / Adopted |
Description | ID | Publish Date |
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The purpose and effect is and to to add a table listing minor violations for which a notice of non-compliance shall be issued for a first or second violation if such violation does not result in economic harm to a person .... | 31384076 |
9/18/2026 Vol. 52/182 |
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The purpose and effect is and to require a Canadian Broker-Dealer to provide its Canadian Revenue Agency Business Number, to update Form OFR CAN, Notice Filing for Canadian Broker-Dealer, Form FLO, Notice of Florida Limited .... | 31383688 |
9/18/2026 Vol. 52/182 |
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The purpose and effect is to update Form OFR-FAIE, Notice of Transaction Under Florida Accredited Investor Exemption and, Form OFR-FILE, Notice of Transaction Under Florida Invest Local Exemption for use in OFR’s new electronic .... | 31383494 |
9/18/2026 Vol. 52/182 |
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