Notice: 10473689
Notice of Variances and Waivers
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview

RULE:
69W-600.0021   Effect of Law Enforcement Records on Applications for Registration as Associated Persons

PRINT PUBLISH DATE: 10/7/2011   Vol. 37/40

REFERENCE MATERIALS: No reference(s).