Notice: 11155502 | |||||
Notice of Proposed Rule | |||||
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Department: | DEPARTMENT OF FINANCIAL SERVICES | ||||
Division: | Securities | ||||
Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||||
Overview |
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RULE: |
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RULEMAKING AUTHORITY: | 215.405, 517.03, 517.12(6) FS. | ||||
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LAW: | 517.12(6), (7), (10), 517.1205, 943.053 FS. | ||||
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PRINT PUBLISH DATE: | 3/30/2012 Vol. 38/13 | ||||
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COMMENTS: | From 3/30/2012 To 4/20/2012 (21 Days) The public comment period for this notice has already expired. |
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REFERENCE MATERIALS: | No reference(s). |