Florida Department of State and Division of Library and Information Services
Notice: 11423610
Miscellaneous
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview
Notice of Publication of Compliance Economic Reviews
RULE:
69W-600.0132   Custody Requirements for Investment Advisers
69W-600.015   Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers (Repealed)
69W-600.016   Net Capital Requirements for Dealers and Investment Advisers (Repealed)
REFERENCE MATERIALS: No reference(s).


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