13267871, 69W-200.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 13267871

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

DEFINITIONS

Overview

RULE:

69W-200.001

Definitions

PURPOSE:

The proposed rule amendment updates a definition to reflect statutory changes in the requirements of certain branch offices conducting securities transactions to notice file with the Office of Financial Regulation rather than apply for registration, as a result of Ch. 2013-202, Laws of Florida.  The proposed amendment replaces a reference in subparagraph (9)(a)9. from "registered" to "notice-filed."

SUMMARY:

The proposed rule amendment updates a definition to reflect statutory changes in the requirements of certain branch offices conducting securities transactions to notice file with the Office of Financial Regulation rather than apply for registration, as a result of Ch. 2013-202, Laws of Florida.  The proposed amendment replaces a reference in subparagraph (9)(a)9. from "registered" to "notice-filed."

RULEMAKING AUTHORITY:

517.03(1) FS

LAW:

517.07, 517.12, 517.021, 517.061, 517.051, 517.081, 517.161 FS.

PRINT PUBLISH DATE:

8/14/2013 Vol. 39/158

COMMENTS:

From 8/14/2013 To 9/4/2013 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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