Florida Department of State and Division of Library and Information Services
Notice: 13499507
Notice of Meeting/Workshop Hearing
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview
RULE:
69W-600.001   Application for Registration as a Dealer (FINRA)
69W-600.002   Application for Registration as Associated Person (FINRA Dealer)
69W-600.004   Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices (Repealed)
69W-600.006   Fingerprint Requirements (Repealed)
69W-600.007   Changes in Name and Successor Registration Requirements (Repealed)
69W-600.008   Termination of Registration as Dealer, Investment Adviser, Principal or Agent, or Notification of Branch Office (Repealed)
69W-600.009   Registration and Notice-Filing Renewals (Repealed)
69W-600.0091   Central Registration Depository System (Repealed)
69W-600.0092   Investment Adviser Registration Depository for Federal Covered Advisers (Repealed)
69W-600.0093   Investment Adviser Registration Depository for Investment Advisers (Repealed)
69W-600.014   Books and Records Requirements
  The Office of Financial Regulation announces a public meeting to which all persons are invited.
DATE AND TIME:
PLACE:
Subject:
  A copy of the agenda may be obtained by contacting: Governor and Cabinet website at: http://www.myflorida.com/myflorida/cabinet/mart.html. The agenda should be available approximately one week before the Cabinet meeting.
PRINT PUBLISH DATE: 9/11/2013   Vol. 39/177
REFERENCE MATERIALS: No reference(s).


Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.