| Notice: 13734344 | |||
| Final Adopted Version in F.A.C. | |||
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| Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
| Division: | Securities | ||
| Chapter: | DISCIPLINARY GUIDELINES | ||
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Overview |
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| RULE: |
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| RULE FILE DATE: | 10/25/2013 | ||
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| RULE EFFECTIVE DATE: | 11/14/2013 | ||
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| HISTORY NOTES: | Rulemaking Authority 517.1611(1) FS. Law Implemented 517.1611(1), 517.191(4), 517.221(3) FS. History–New 11-22-10, Amended 11-14-13. | ||
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| OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
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| RELATED COURT CASES: | Division of Administrative Hearings | ||
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| FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
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| HOW TO LINK TO
THIS NOTICE: |
http://flrules.org/gateway/ruleno.asp?id=69W-1000.001&Section=0 | ||
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| REFERENCE MATERIALS: |
Ref-03347 Division of Securities Disciplinary Guidelines for Dealers, Investment Advisers and Associated Persons Incorporated by Reference in Rule 69W-1000.001, F.A.C., |
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