14547980, 69W-500.005 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 14547980

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

EXEMPT TRANSACTIONS

Overview

RULE:

69W-500.005	Disclosure Requirements of Section 517.061(10)(a)3., F.S
69W-500.008	Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(14), F.S
69W-500.012	Exemption/Charitable Contributions to Pooled Income Funds
69W-500.015	Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions
69W-500.016	Exemption for Issuers of Section 4(a)(2) Offerings
69W-500.017	Compensatory Benefit Plan Exemption (Repealed)

PURPOSE:

The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed rule 69W-200.002, F.A.C. that conforms with Section 120.54(1)(i), F.S. The proposed amendments would reference 69W-200.002, F.A.C., where the material can be accessed via the FAR.  69W-500.016 is also amended to update a cross-reference due to a numbering change in a federal statute.

SUMMARY:

See above.

RULEMAKING AUTHORITY:

517.03(1), 517.1215(2), 517.1217 FS.

LAW:

517.061(11), 517.061(13), 517.061(19) FS.

PRINT PUBLISH DATE:

5/19/2014 Vol. 40/97

COMMENTS:

From 5/19/2014 To 6/9/2014 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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