15276256, 69W-500.011 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 15276256

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

EXEMPT TRANSACTIONS

Overview

RULE:

69W-500.011

Registration of Issuer Under Section 517.061(11), F.S., as Dealer (Repealed)

PURPOSE:

This rule is proposed to be amended to change a cross-reference to current rule 69W-300.002 to proposed new rule 69W-600.0151, a consolidated financial reporting and net capital rule for dealers and issuer-dealers.

SUBJECT:

Securities Regulation

RULEMAKING AUTHORITY:

517.03 FS

LAW:

517.061(11), 517.12(1) FS

PRINT PUBLISH DATE:

11/24/2014 Vol. 40/228

RELATED STATUTES
AND LAWS:

517.03 FS, 517.061(11), 517.12(1) FS

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-500.011&PDate=11/24/2014&Section=1

REFERENCE MATERIALS:

No reference(s).

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