Notice: 16079610
Notice of Development of Rulemaking
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview


RULE:
69W-600.003   Multiple Registration (Repealed)
69W-600.004   Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices (Repealed)
69W-600.005   Examinations/Qualifications (Repealed)
69W-600.006   Fingerprint Requirements (Repealed)
69W-600.007   Changes in Name and Successor Registration Requirements (Repealed)
69W-600.008   Termination of Registration as Dealer, Investment Adviser, Principal or Agent, or Notification of Branch Office (Repealed)
69W-600.009   Registration and Notice-Filing Renewals (Repealed)
69W-600.0091   Central Registration Depository System (Repealed)
69W-600.0092   Investment Adviser Registration Depository for Federal Covered Advisers (Repealed)
69W-600.0093   Investment Adviser Registration Depository for Investment Advisers (Repealed)
69W-600.010   Notice of Civil, Criminal or Administrative Action (Repealed)
RULEMAKING AUTHORITY: 517.03(1), 517.12, 517.1201, 517.1202 FS
LAW: 517.12, 517.1201, 517.1202, 517.1205, 517.121, 517.161 FS
PRINT PUBLISH DATE: 6/12/2015   Vol. 41/114

RELATED STATUTES
AND LAWS:
517.03(1), 517.12, 517.1201, 517.1202 FS, 517.12, 517.1201, 517.1202, 517.1205, 517.121, 517.161 FS

OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES: Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:
Regulations.gov

HOW TO LINK TO
THIS NOTICE:
http://flrules.org/gateway/ruleno.asp?id=69W-600.003&PDate=6/12/2015&Section=1
REFERENCE MATERIALS: No reference(s).