16144115, 69W-700.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 16144115

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF SECURITIES

Overview

RULE:

69W-700.001

Registration of Securities

PURPOSE:

The Office proposes to amend this rule to re-add financial reporting provisions for securities registration that were contained in paragraph (6) of Rule 69W-300.002 (repealed 5/6/15) but were inadvertently not moved to another rule when the rule was repealed. Paragraph (2) is added to correct the error.  The amendments also update the rule to provide instructions for electronic filing and remove an unnecessary provision (current paragraph (2)).

SUMMARY:

These amendments add paragraph (2) to the rule for financial reporting requirements for securities registration, provide instructions for electronic filing and  remove an unnecessary provision.

RULEMAKING AUTHORITY:

517.03 FS.

LAW:

517.081 FS.

PRINT PUBLISH DATE:

7/14/2015 Vol. 41/135

COMMENTS:

From 7/14/2015 To 8/4/2015 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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