Florida Department of State and Division of Library and Information Services
Notice: 16560342
Notice of Change/Withdrawal
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview
RULE:
69W-600.001   Application for Registration as a Dealer (FINRA)
69W-600.0015   Canadian Dealer Notice-Filing
69W-600.002   Application for Registration as Associated Person (FINRA Dealer)
PRINT PUBLISH DATE: 10/1/2015   Vol. 41/191
OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)
RELATED COURT CASES: Division of Administrative Hearings
FEDERAL eRULEMAKING
WEB PORTAL: 		Regulations.gov
HOW TO LINK TO
THIS NOTICE: 		http://flrules.org/gateway/ruleno.asp?id=69W-600.001&PDate=10/1/2015&Section=3
REFERENCE MATERIALS: No reference(s).


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