16561894, 69W-600.0018 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 16561894

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Overview

RULE:

69W-600.0018	Notice-Filing and Requirements for Florida Limited Offering Exemption Issuers
69W-600.0019	Registration of Florida Limited Offering Intermediaries
69W-600.0145	Requirements for Florida Intrastate Crowdfunding Intermediaries

PURPOSE:

The Office of Financial Regulation proposes to create new rules to implement Ch. 2015-171, Laws of Florida (the Florida Intrastate Crowdfunding Exemption), which was signed into law on June 17, 2015. The legislation requires the Financial Services Commission to implement some of its provisions by rule.

SUMMARY:

The proposed new rules sets out requirements for Florida Intrastate Crowdfunding Issuers and Intermediaries

RULEMAKING AUTHORITY:

517.03(1), 517.12(20), 517.121, 517.1611 FS.

LAW:

517.12(20), 517.121, 517.1611 FS.

PRINT PUBLISH DATE:

10/1/2015 Vol. 41/191

COMMENTS:

From 10/1/2015 To 10/22/2015 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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