| Notice: 16900812 | |||
| Final Adopted Version in F.A.C. | |||
 |
|||
| Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
|
|
|||
Overview |
|||
|
|||
| RULE: |
|
||
|
|||
| RULE FILE DATE: | 12/9/2015 | ||
|
|||
| RULE EFFECTIVE DATE: | 12/29/2015 | ||
|
|||
| HISTORY NOTES: | Rulemaking Authority 517.03(1), 517.12 FS. Law Implemented 517.12 FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-600.01, Amended 7-29-90, 8-1-91, 6-16-92, 1-11-93, 11-14-93, 4-30-96, 6-22-98, 5-10-00, 9-19-00, 7-31-02, Formerly 3E-600.001, Amended 3-16-06, 5-15-07, 11-22-10, 10-29-12, 11-11-13, 12-29-15. | ||
|
|||
|
|||
| OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
||
|
|||
|
|||
| RELATED COURT CASES: | Division of Administrative Hearings | ||
|
|||
|
|||
| FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
|
|||
|
|||
| HOW TO LINK TO
THIS NOTICE: |
http://flrules.org/gateway/ruleno.asp?id=69W-600.001&Section=0 | ||
|
|||
|
|||
| REFERENCE MATERIALS: |
Ref-06078 Form BD Ref-06079 Form BDW Ref-06080 Form BR Ref-06089 Form U4 Ref-06090 Form U5 |
||
