Florida Department of State and Division of Library and Information Services
Notice: 20880431
Final Adopted Version in F.A.C.
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview
RULE:
69W-600.0024   Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor)
RULE FILE DATE: 9/5/2018
RULE EFFECTIVE DATE: 9/25/2018
HISTORY NOTES: Rulemaking Authority 517.03(1), 517.12 FS. Law Implemented 517.12 FS. History–New 12-29-15, Amended 9-25-18.
OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)
RELATED COURT CASES: Division of Administrative Hearings
FEDERAL RULES
AND REGULATIONS: 		Electronic Code of Federal Regulations
HOW TO LINK TO
THIS NOTICE: 		http://flrules.org/gateway/ruleno.asp?id=69W-600.0024&Section=0
REFERENCE MATERIALS: Ref-06089 Form U4
Ref-06090 Form U5
Ref-09913 Form OFR-MIL-001


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