22252205, 69W-700.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 22252205

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF SECURITIES

Overview

RULE:

69W-700.001	Registration of Securities
69W-700.002	Filing of Prospectus

PURPOSE:

The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete forms and web addresses, and to incorporate, in relevant part, the contents of and remove cross-reference to Rule 69W-301.002, Florida Administrative Code (F.A.C.).

SUMMARY:

The proposed amended rules incorporate by reference and provide public access through hyperlinks to the current versions of the following forms: Form U-2, Uniform Consent to Service of Process (6/2016); and Form U-7, Small Company Offering Registration (9/1999). Additionally, the proposed amended rules delete references to obsolete forms and web addresses. Furthermore, the proposed amended rules incorporate, in relevant part, the contents of and remove cross-reference to Rule 69W-301.002, F.A.C.

RULEMAKING AUTHORITY:

517.03 FS.

LAW:

517.07, 517.081, 517.101 FS.

PRINT PUBLISH DATE:

8/13/2019 Vol. 45/157

COMMENTS:

From 8/13/2019 To 9/3/2019 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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