22252302, 69W-800.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 22252302

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

NOTIFICATION REGISTRATION OF SECURITIES

Overview

RULE:

69W-800.001	Filing - Notification Registration Including Shelf Filings
69W-800.003	Effective Registration (Repealed)
69W-800.004	Circulation of Preliminary Prospectus

PURPOSE:

The purpose and effect is to amend Rules 69W-800.001 and 69W-800.004, F.A.C., to incorporate by reference the current versions of forms and to make the same available for public access through electronic hyperlink. Rule 69W-800.001 is further amended to incorporate relevant provisions of Rules 69W-800.003, and 69W-301.002, F.A.C. Rule 69W-800.003, F.A.C., is repealed. Additionally, the proposed amended rules delete references to obsolete forms.

SUMMARY:

The proposed amended rules delete reference to Rule 69W-301.002, F.A.C., and incorporate by reference and provide public access through hyperlinks to the current versions of the following forms: Form U-1, Uniform Application to Register Securities (9/16); and Form U-2, Uniform Consent to Service of Process, (6/2016). Form OFR-S-5-91, Uniform Consent to Service of Process, Effective 11/22/10; Form U-2A, Uniform Corporate Resolution (6/2016); Form OFR-S-6-91, Corporate Resolution, Effective 11/22/10; and Form OFR-S-3-91, Notification Registration Form, Effective 11/22/10 are deleted as these forms are duplicative of the current versions of the forms these rules are amended to incorporate. Additionally, proposed amended Rule 69W-800.001, F.A.C., directs applicants to file registrations through the Regulatory Enforcement and Licensing (REAL) System on the Office’s website. Rule 69W-800.003, F.A.C., is repealed.

RULEMAKING AUTHORITY:

517.03(1) FS.

LAW:

517.082 FS.

PRINT PUBLISH DATE:

8/13/2019 Vol. 45/157

COMMENTS:

From 8/13/2019 To 9/3/2019 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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