| Notice: 22603539 | |||
| Final Adopted Version in F.A.C. | |||
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| Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
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Overview |
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| RULE: |
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| RULE FILE DATE: | 11/6/2019 | ||
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| RULE EFFECTIVE DATE: | 11/26/2019 | ||
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| HISTORY NOTES: | Rulemaking Authority 517.03(1), 517.1215 FS. Law Implemented 517.12(4), 517.1215, 517.161(1) FS. History–New 1-25-00, Amended 10-30-03, Formerly 3E-600.0131, Amended 10-23-06, 1-18-09, 11-22-10, 9-22-14, 5-6-15, 11-15-16, 11-26-19. | ||
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| OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
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| RELATED COURT CASES: | Division of Administrative Hearings | ||
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| FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
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| HOW TO LINK TO
THIS NOTICE: |
http://flrules.org/gateway/ruleno.asp?id=69W-600.0131&Section=0 | ||
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| REFERENCE MATERIALS: | No reference(s). | ||
