Notice: 22604606 | |||
Final Adopted Version in F.A.C. | |||
![]() |
|||
Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
Division: | Securities | ||
Chapter: | NOTIFICATION REGISTRATION OF SECURITIES | ||
Overview |
|||
![]() |
|||
RULE: |
|
||
![]() |
|||
RULE FILE DATE: | 11/5/2019 | ||
![]() |
|||
RULE EFFECTIVE DATE: | 11/25/2019 | ||
![]() |
|||
HISTORY NOTES: | Rulemaking Authority 517.03(1) FS. Law Implemented 517.082 FS. History–New 10-15-86, Amended 12-8-87, 7-31-91, 10-1-96, 10-20-97, Formerly 3E-800.004, Amended 11-22-10, 11-25-19. | ||
![]() |
|||
![]() |
|||
OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
||
![]() |
|||
![]() |
|||
RELATED COURT CASES: | Division of Administrative Hearings | ||
![]() |
|||
![]() |
|||
FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
![]() |
|||
![]() |
|||
HOW TO LINK TO
THIS NOTICE: |
http://flrules.org/gateway/ruleno.asp?id=69W-800.004&Section=0 | ||
![]() |
|||
![]() |
|||
REFERENCE MATERIALS: |
Ref-11274 Form U-1, Uniform Application to Register Securities (9/16) |