Florida Department of State and Division of Library and Information Services
Notice: 22625364
Final Adopted Version in F.A.C.
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview
RULE:
69W-600.0021   Effect of Law Enforcement Records on Applications for Registration as Associated Persons
RULE FILE DATE: 11/15/2019
RULE EFFECTIVE DATE: 12/5/2019
HISTORY NOTES: Rulemaking Authority 517.1611(2) FS. Law Implemented 517.12, 517.161 FS. History–New 3-2-10, Amended 12-5-19.
OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)
RELATED COURT CASES: Division of Administrative Hearings
FEDERAL RULES
AND REGULATIONS: 		Electronic Code of Federal Regulations
HOW TO LINK TO
THIS NOTICE: 		http://flrules.org/gateway/ruleno.asp?id=69W-600.0021&Section=0
REFERENCE MATERIALS: No reference(s).


Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.