23946407, 69W-600.0141 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 23946407

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Overview

RULE:

69W-600.0141

Notification of Delay of Disbursement/Transaction from Account of Specified Adult

PURPOSE:

The purpose and effect is to implement section 517.34(5), Florida Statutes, concerning making the records relating to a delay placed by a dealer or investment adviser pursuant to section 517.34, Florida Statutes, available to the Office.

SUBJECT:

Securities Regulation

RULEMAKING AUTHORITY:

517.03(1), 517.34(5), FS.

LAW:

517.34 FS.

PRINT PUBLISH DATE:

12/2/2020 Vol. 46/233

RELATED STATUTES
AND LAWS:

517.03(1), 517.34(5), FS., 517.34 FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-600.0141&PDate=12/2/2020&Section=1

REFERENCE MATERIALS:

No reference(s).

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.