| Notice: 24065523 | |||
| Final Adopted Version in F.A.C. | |||
 |
|||
| Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
|
|
|||
Overview |
|||
|
|||
| RULE: |
|
||
|
|||
| RULE FILE DATE: | 12/29/2020 | ||
|
|||
| RULE EFFECTIVE DATE: | 1/18/2021 | ||
|
|||
| HISTORY NOTES: | Rulemaking Authority 517.03(1), 517.12 FS. Law Implemented 517.12 FS. History–New 12-29-15, Amended 9-25-18, 11-26-19, 1-18-21. | ||
|
|||
|
|||
| OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
||
|
|||
|
|||
| RELATED COURT CASES: | Division of Administrative Hearings | ||
|
|||
|
|||
| FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
|
|||
|
|||
| HOW TO LINK TO
THIS NOTICE: |
http://flrules.org/gateway/ruleno.asp?id=69W-600.0022&Section=0 | ||
|
|||
|
|||
| REFERENCE MATERIALS: |
Ref-09913 Form OFR-MIL-001 Ref-12557 Form U4 Instructions-Explanation of Terms-Form.pdf Ref-12565 Form U5 Instructions-Explanation of Terms-Form |
||
