Notice: 24326841
Notice of Variances and Waivers
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview

RULE:
69W-600.0024   Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor)

PRINT PUBLISH DATE: 3/18/2021   Vol. 47/53

REFERENCE MATERIALS: No reference(s).