24434705, 69W-700.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 24434705

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF SECURITIES

Overview

RULE:

69W-700.001

Registration of Securities

PURPOSE:

The purpose and effect is to amend the existing rule to allow an applicant for registration of securities to elect to file the required application and filing fee through the North American Securities Administrators Association Electronic Filing Depository (EFD) and to specify when an application filed through either the EFD or Regulatory Enforcement and Licensing (REAL) system is deemed received.

SUBJECT:

Securities Regulation

RULEMAKING AUTHORITY:

517.03(1), FS.

LAW:

517.07, 517.081, 517.101, FS.

PRINT PUBLISH DATE:

4/20/2021 Vol. 47/76

RELATED STATUTES
AND LAWS:

517.03(1), FS., 517.07, 517.081, 517.101, FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-700.001&PDate=4/20/2021&Section=1

REFERENCE MATERIALS:

No reference(s).

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