24435190, 69W-800.001 - Florida Administrative Rules, Law, Code, Register

Home

Florida Department of State and Division of Library and Information Services

Notice: 24435190

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

NOTIFICATION REGISTRATION OF SECURITIES

Overview

RULE:

69W-800.001

Filing - Notification Registration Including Shelf Filings

PURPOSE:

The purpose and effect is to amend the existing rule to allow an applicant for notification registration or shelf filing notice not in conflict with the provisions of section 517.082(3), Florida Statutes, to elect to file the required application and statutory fees through the North American Securities Administrators Association Electronic Filing Depository (EFD) and to specify when an application filed through either the EFD or Regulatory Enforcement and Licensing (REAL) system is deemed received.

SUBJECT:

Securities Regulation

RULEMAKING AUTHORITY:

517.03(1), FS.

LAW:

517.082, FS.

PRINT PUBLISH DATE:

4/20/2021 Vol. 47/76

RELATED STATUTES
AND LAWS:

517.03(1), FS., 517.082, FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-800.001&PDate=4/20/2021&Section=1

REFERENCE MATERIALS:

No reference(s).

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.