24505612, 69W-800.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 24505612

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

NOTIFICATION REGISTRATION OF SECURITIES

Overview

RULE:

69W-800.001

Filing - Notification Registration Including Shelf Filings

PURPOSE:

The purpose and effect is to amend the existing rule to allow an applicant for notification registration or shelf filing notice not in conflict with the provisions of section 517.082(3), Florida Statutes, to elect to file the required application and statutory fees through the North American Securities Administrators Association Electronic Filing Depository (EFD) and to specify when an application filed through either the EFD or Regulatory Enforcement and Licensing (REAL) system is deemed received.

SUMMARY:

The proposed amended rule allows an applicant for notification registration or shelf filing notice not in conflict with the provisions of section 517.082(3), Florida Statutes, to elect to file the required application and filing fee through the EFD. An application filed through the REAL system shall be deemed received on the date the Office issues to the applicant a confirmation of submission and payment via the Office’s website. An application filed through the EFD shall be deemed received on the date the Office issues to the applicant a confirmation of submission and payment.

RULEMAKING AUTHORITY:

517.03(1) FS.

LAW:

517.082, FS.

PRINT PUBLISH DATE:

5/7/2021 Vol. 47/89

COMMENTS:

From 5/7/2021 To 5/28/2021 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.