Notice: 27426379
Notice of Development of Rulemaking
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview


RULE:
69W-600.0016   Application for Registration as an Investment Adviser (State Registered)
69W-600.0024   Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor)
RULEMAKING AUTHORITY: 517.03, 517.12, FS.
LAW: 517.12, FS.
PRINT PUBLISH DATE: 8/11/2023   Vol. 49/156

RELATED STATUTES
AND LAWS:
517.03, 517.12, FS., 517.12, FS.

OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES: Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:
Regulations.gov

HOW TO LINK TO
THIS NOTICE:
http://flrules.org/gateway/ruleno.asp?id=69W-600.0016&PDate=8/11/2023&Section=1
REFERENCE MATERIALS: No reference(s).