Notice: 27942419
Notice of Proposed Rule
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: DISCIPLINARY GUIDELINES

VIEW NOTICE

Overview

RULE:
69W-1000.001   Disciplinary Guidelines
RULEMAKING AUTHORITY: 517.1611(1) FS.
LAW: 517.111, 517.121, 517.161, 517.1202, 517.1611(1), 517.191(4), 517.221(3), (4) FS.
PRINT PUBLISH DATE: 1/12/2024   Vol. 50/09
COMMENTS: From 1/12/2024 To 2/2/2024 (21 Days)
The public comment period for this notice has already expired.
REFERENCE MATERIALS: No reference(s).