28472136, 69W-500.001 - Florida Administrative Rules, Law, Code, Register

Home

Florida Department of State and Division of Library and Information Services

Notice: 28472136

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

EXEMPT TRANSACTIONS

Overview

RULE:

69W-500.001	Offers and Sales Under Section 517.061(10), F.S.
69W-500.004	Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S (Repealed)
69W-500.005	Disclosure Requirements of Section 517.061(10)(a)3., F.S
69W-500.006	Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S
69W-500.007	General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(10), F.S
69W-500.008	Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(14), F.S
69W-500.011	Registration of Issuer Under Section 517.061(11), F.S., as Dealer (Repealed)
69W-500.013	Exemption/Mobile Home Parks/Limited Purpose Stock Offering
69W-500.014	Court Approved Transactions (Repealed)
69W-500.017	Compensatory Benefit Plan Exemption (Repealed)
69W-500.019	Accredited Investor Exemption
69W-500.020	Florida Invest Local Exemption

PURPOSE:

The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references.

SUBJECT:

Securities Regulation

RULEMAKING AUTHORITY:

517.03, 517.061, 517.0612, FS.

LAW:

517.061(10), 517.0612(10), 517.12(1), FS.

PRINT PUBLISH DATE:

6/20/2024 Vol. 50/121

RELATED STATUTES
AND LAWS:

517.03, 517.061, 517.0612, FS., 517.061(10), 517.0612(10), 517.12(1), FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-500.001&PDate=6/20/2024&Section=1

REFERENCE MATERIALS:

No reference(s).

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.