28472815, 69W-1000.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 28472815

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

DISCIPLINARY GUIDELINES

Overview

RULE:

69W-1000.001

Disciplinary Guidelines

PURPOSE:

The purpose and effect is to clarify when the Office may consider mitigating and aggravating circumstances in determining an appropriate sanction for each violation of a ground for disciplinary action, to implement Chapter 2024-168, Laws of Florida, and to update the Disciplinary Guidelines incorporated in the rule.

SUBJECT:

Securities Regulation

RULEMAKING AUTHORITY:

517.1611(1), FS.

LAW:

517.111, 517.121, 517.161, 517.1202, 517.1611(1), 517.191(4), (9), and (10), FS.

PRINT PUBLISH DATE:

6/20/2024 Vol. 50/121

RELATED STATUTES
AND LAWS:

517.1611(1), FS., 517.111, 517.121, 517.161, 517.1202, 517.1611(1), 517.191(4), (9), and (10), FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-1000.001&PDate=6/20/2024&Section=1

REFERENCE MATERIALS:

No reference(s).

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