28543431, 69W-1000.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 28543431

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

DISCIPLINARY GUIDELINES

Overview

RULE:

69W-1000.001

Disciplinary Guidelines

PURPOSE:

The purpose and effect is to clarify when the Office may consider mitigating and aggravating circumstances in determining an appropriate sanction for each violation of a ground for disciplinary action, to implement Chapter 2024-168, Laws of Florida, and to update the Disciplinary Guidelines incorporated in the rule.

SUMMARY:

The purpose and effect is to clarify when the Office may consider mitigating and aggravating circumstances in determining an appropriate sanction for each violation of a ground for disciplinary action, to implement Chapter 2024-168, Laws of Florida, which amended the administrative penalty provisions of chapter 517, F.S., and to update the Disciplinary Guidelines incorporated in the rule.

RULEMAKING AUTHORITY:

517.1611(1) FS.

LAW:

517.111, 517.121, 517.161, 517.1202, 517.1611(1), 517.191(4), 517.221(3), (4) FS.

PRINT PUBLISH DATE:

7/12/2024 Vol. 50/136

COMMENTS:

From 7/12/2024 To 8/2/2024 (21 Days)

REFERENCE MATERIALS:

No reference(s).

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