Notice: 29729062
Notice of Proposed Rule
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: DISCIPLINARY GUIDELINES

VIEW NOTICE

Overview

RULE:
69W-1000.001   Disciplinary Guidelines
RULEMAKING AUTHORITY: 517.1611(1) FS.
LAW: 517.111, 517.1202, 517.121, 517.161, 517.1611(1), 517.191(4), (9), (10), FS.
PRINT PUBLISH DATE: 6/30/2025   Vol. 51/126
COMMENTS: From 6/30/2025 To 7/21/2025 (21 Days)
The public comment period for this notice has already expired.
REFERENCE MATERIALS: No reference(s).