| Notice: 29940328 | |||
| Final Adopted Version in F.A.C. | |||
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| Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
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Overview |
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| RULE: |
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| RULE FILE DATE: | 8/27/2025 | ||
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| RULE EFFECTIVE DATE: | 9/16/2025 | ||
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| HISTORY NOTES: | Rulemaking Authority 517.03(1), 517.12(20), 517.121(1), 517.1611 FS. Law Implemented 517.12(20), 517.1611 FS. History–New 12-29-15, Amended 1-18-21, 3-21-24, 10-1-24, 9-16-25. | ||
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| OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
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| RELATED COURT CASES: | Division of Administrative Hearings | ||
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| FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
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| HOW TO LINK TO
THIS NOTICE: |
http://flrules.org/gateway/ruleno.asp?id=69W-600.0019&Section=0 | ||
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| REFERENCE MATERIALS: |
Ref-16982 Registration of Florida Limited Offering Intermediary Application, Form FLO-INT (10/2024) |
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