Notice: 31511922
Notice of Variances and Waivers
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview

RULE:
69W-600.0024   Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor)

PRINT PUBLISH DATE: 10/19/2026   Vol. 52/203

REFERENCE MATERIALS: No reference(s).