3332840, 69W-500.004 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 3332840

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

EXEMPT TRANSACTIONS

Overview

RULE:

69W-500.004

Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S (Repealed)

PURPOSE:

The rule is clarified to conform to statutory requirements regarding the exclusion of certain individuals as purchasers for securities offerings under Section 517.061(11), F.S.

SUBJECT:

Florida Securities and Investors Protection Act.

RULEMAKING AUTHORITY:

517.03 FS.

LAW:

517.061 FS.

PRINT PUBLISH DATE:

12/22/2006 Vol. 32/51

RELATED STATUTES
AND LAWS:

517.03 FS., 517.061 FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-500.004&PDate=12/22/2006&Section=1

REFERENCE MATERIALS:

No reference(s).

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