3828704, 69W-301.002 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 3828704

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

PROCEDURAL RULES FOR PROCESSING

Overview

RULE:

69W-301.002

Processing of Applications and Notice-Filings (Repealed)

PURPOSE:

This law contains a number of provisions relating to the licensing and regulatory functions of the Office of Financial Regulation. Among other things, the law amends provisions concerning licensing, notice filings, and other regulatory provisions in the area of securities regulation. The proposed rule amendments implement and reflect the statutory changes. In particular, the proposed rule amendments adopt a new form that is to be used by Canadian Dealers for notice filings.

SUMMARY:

The proposed rule amendments adopt a new form that is to be used by Canadian Dealers for notice filings.

RULEMAKING AUTHORITY:

517.03(1), 517.12, 517.1201 FS.

LAW:

120.60(1), 517.051, 517.081, 517.082, 517.12, 517.161(5) FS.

PRINT PUBLISH DATE:

2/23/2007 Vol. 33/08

COMMENTS:

From 2/23/2007 To 3/16/2007 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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