Notice: 4428940
Notice of Development of Rulemaking
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview


RULE:
69W-600.002   Application for Registration as Associated Person (FINRA Dealer)
RULEMAKING AUTHORITY: 517.03(1), 517.12(6) FS.
LAW: 517.12, 517.1205 FS.
PRINT PUBLISH DATE: 8/3/2007   Vol. 33/31

RELATED STATUTES
AND LAWS:
517.03(1), 517.12(6) FS., 517.12, 517.1205 FS.

OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES: Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:
Regulations.gov

HOW TO LINK TO
THIS NOTICE:
http://flrules.org/gateway/ruleno.asp?id=69W-600.002&PDate=8/3/2007&Section=1
REFERENCE MATERIALS: No reference(s).