4577447, 69W-600.002 - Florida Administrative Rules, Law, Code, Register

Home

Florida Department of State and Division of Library and Information Services

Notice: 4577447

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Overview

RULE:

69W-600.002	Application for Registration as Associated Person (FINRA Dealer)
69W-600.006	Fingerprint Requirements (Repealed)

PURPOSE:

Rules 69W-600.002 and 69W-600.006, F.A.C., are being amended to reduce fingerprint processing fees from $47 to $42.25. The current fee of $47 represents $23 charged by the Florida Department of Law Enforcement for a state criminal history check and $24 charged by the U.S. Department of Justice for a national criminal history check. The U.S. Department of Justice will be reducing its fee from $24 to $19.25. Therefore, the rules are being amended to reduce fingerprint processing fees from $47 to $42.25. Rule 69W-600.002, F.A.C., is also being amended to reflect the statutory fee increase for registration of associated persons that took effect July 1, 2007. Section 517.12, Florida Statutes, was amended to increase the fee from $30 to $50.

SUBJECT:

Securities Regulation/Registration and Fingerprint Processing Fees.

RULEMAKING AUTHORITY:

517.03(1), 517.12(6) FS.

LAW:

517.12(6), (7), (10), 517.1205 FS.

PRINT PUBLISH DATE:

9/7/2007 Vol. 33/36

RELATED STATUTES
AND LAWS:

517.03(1), 517.12(6) FS., 517.12(6), (7), (10), 517.1205 FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-600.002&PDate=9/7/2007&Section=1

REFERENCE MATERIALS:

No reference(s).

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.