4672507, 69W-600.002 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 4672507

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Overview

RULE:

69W-600.002	Application for Registration as Associated Person (FINRA Dealer)
69W-600.006	Fingerprint Requirements (Repealed)

PURPOSE:

Rules 69W-600.002 and 69W-600.006, F.A.C., are being amended to reduce fingerprint processing fees from $47 to $42.25. The current fee of $47 represents $23 charged by the Florida Department of Law Enforcement for a state criminal history check and $24 charged by the U.S. Department of Justice for a national criminal history check. The U.S. Department of Justice will be reducing its fee from $24 to $19.25. Therefore, the rules are being amended to reduce fingerprint processing fees from $47 to $42.25. Rule 69W-600.002, F.A.C., is also being amended to reflect the statutory fee increase for registration of associated persons that took effect July 1, 2007. Section 517.12, Florida Statutes, was amended to increase the fee from $30 to $50.

SUMMARY:

Rules 69W-600.002 and 69W-600.006, F.A.C., are being amended to reduce fingerprint processing fees from $47 to $42.25. Rule 69W-600.002, F.A.C., is also being amended to reflect the statutory fee increase for registration of associated persons that took effect July 1, 2007. Section 517.12, Florida Statutes, was amended to increase the fee from $30 to $50.

RULEMAKING AUTHORITY:

517.03(1), 517.12(6) FS.

LAW:

517.12(6), (7), (10), 517.1205 FS.

PRINT PUBLISH DATE:

10/5/2007 Vol. 33/40

COMMENTS:

From 10/5/2007 To 10/26/2007 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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