Notice: 8078177
Notice of Development of Rulemaking
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview


RULE:
69W-600.0011   Effect of Law Enforcement Records on Applications for Registration as Dealer, Intermediary, or Investment Adviser
RULEMAKING AUTHORITY: 517.1611(2) FS.
LAW: 517.12, 517.161 FS.
PRINT PUBLISH DATE: 12/24/2009   Vol. 35/51

RELATED STATUTES
AND LAWS:
517.1611(2) FS., 517.12, 517.161 FS.

OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES: Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:
Regulations.gov

HOW TO LINK TO
THIS NOTICE:
http://flrules.org/gateway/ruleno.asp?id=69W-600.0011&PDate=12/24/2009&Section=1
REFERENCE MATERIALS: No reference(s).