8905684, 69W-800.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 8905684

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

NOTIFICATION REGISTRATION OF SECURITIES

Overview

RULE:

69W-800.001	Filing - Notification Registration Including Shelf Filings
69W-800.003	Effective Registration (Repealed)
69W-800.004	Circulation of Preliminary Prospectus

PURPOSE:

Rule 69W-800.001, F.A.C., is amended to reflect the latest versions of federal regulations referenced in the rule, clarify the appropriate forms that must be filed for notification registrations and shelf filings, and reference the latest versions of forms. Rule 69W-800.003, F.A.C., is amended to clarify the registration process. The proposed amendments to Rule 69W-800.003, F.A.C., reference Rule 69W-300.002, F.A.C., which is being amended to require the electronic filing of registration documents and fees through the Office's Regulatory Enforcement and Licensing System. Rule 69W-800.004, F.A.C., is amended to reflect the latest version of the Notification Registration form.

SUMMARY:

Rule 69W-800.001, F.A.C., is amended to reflect the latest versions of federal regulations referenced in the rule, clarify the appropriate forms that must be filed for notification registrations and shelf filings, and reference the latest versions of forms. Rule 69W-800.003, F.A.C., is amended to clarify the registration process. The proposed amendments to Rule 69W-800.003, F.A.C., reference Rule 69W-300.002, F.A.C., which is being amended to require the electronic filing of registration documents and fees through the Office’s Regulatory Enforcement and Licensing System. Rule 69W-800.004, F.A.C., is amended to reflect the latest version of the Notification Registration form.

RULEMAKING AUTHORITY:

517.03(1) FS.

LAW:

517.082 FS.

PRINT PUBLISH DATE:

8/20/2010 Vol. 36/33

COMMENTS:

From 8/20/2010 To 9/10/2010 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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